Private Equity and Investor Side Financing

Our firm is committed to helping venture capital and growth equity funds navigate the complicated web of securities laws that impact their activities. We provide the following services in the realm of securities law and fund formation:

 

  • Advise regarding SEC matters affecting startups, mid sized enterprises, broker-dealers, and funds
  • Advise regarding investor qualification
  • Represent parties in broker-dealer non-compete litigation
  • Provide legal advise regarding state and federal laws affecting fund raising rounds and equity offerings
  • Provide legal advice concerning federal and state compliance and “blue sky” laws
  • Preparation of subscription documentation
  • Preparation of SAFE, KISS, Convertible Note, Share Purchase Agreements, Share Issuance Agreements, Investor Rights Agreements, Corporate Resolutions and other relevant documents for securities transactions

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